Dave Cooke DipPFS Cert CII (Life and Pensions)
I hold the function of Compliance Officer based at our London office. The purpose of my role is to effectively manage the compliance in DGS whilst ensuring adherence to relevant internal procedures and FCA requirements.
- J07 – Supervision in a regulated environment
- G60 – Pensions
- IFS – Certificate in lifetime mortgages
- IFS – Certificate in equity release
- FPC – Financial Planning Certificate
- CeMap – Mortgage advice