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Richard Nuttall DipPFS - DGS Chartered Financial Planners

Richard Nuttall DipPFS

About Me

As part of the Senior Leadership team at DGS I am the Operations Manager, responsible for supporting the Directors and The Board in Compliance Oversight, including The Senior Managers Regime & Conduct Risk, Money Laundering and Insurance Mediation. I am also responsible for the day to day operations of the company to ensure the business runs smoothly and compliantly and in line with its Company Ethos of “Putting Our Clients First”

My History

I joined the financial services industry in 1986 and have over thirty years of experience within banking and financial services. I have detailed experience in sales management, regulatory risk and support, training and competence and various senior management roles which I have gained through working at Lloyds Bank, Bradford & Bingley, Halifax, and latterly Santander PLC.

My Qualifications

  • FPC1 – Financial Services and their Regulation
  • FPC2 – Protection, Savings and Investment Product
  • FPC3 – Identifying and Satisfying Client Needs
  • DipPFS – Diploma in Financial Planning
  • CII Level 4 Diploma in Financial Planning (QCF)
  • CeMap – Mortgage advice